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BRIEF REPORT
From the Division of Hematology/Oncology and Bone
Marrow Transplantation, Tupper Research Institute, Tufts-New England
Medical Center, Boston, MA.
Extracorporeal photochemotherapy (ECP) has been associated with
clinical improvement in several patients with acute and chronic graft-versus-host disease (cGVHD) after allogeneic bone marrow transplantation, but the mechanism of action is unknown. This study tested the hypothesis that in patients with cGVHD, ECP
modulates alloreactivity by affecting activated lymphocyte populations
or by altering the interaction between effector lymphocytes and
antigen-presenting cells (APCs). Ten patients who had refractory cGVHD
were treated with ECP, and the clinical response to and immunologic
effects of this therapy were assessed. Seven patients had a
response and 3 had no change in clinical manifestations of cGVHD. One
patient died from catheter-related sepsis. Immunologic effects observed after ECP included normalization of inverted ratios of CD4 to CD8
cells, an increase in the number of CD3-CD56+ natural
killer (NK) cells, and a decrease in CD80+ and
CD123+ circulating dendritic cells. The results suggest
that ECP modulates both NK cells and APC populations in patients with cGVHD.
(Blood. 2001;98:1622-1625) Chronic graft-versus-host disease (cGVHD) occurs in
30% to 60% of patients after allogeneic bone marrow transplantation
(BMT).1 Minor antigen mismatches cause donor T-cell
activation against recipient tissues,2 and
antigen-presenting cells (APCs) are essential in initiating this
process.3,4 Natural killer (NK) cells have been shown to
be suppressed in most patients with active cGVHD. Clinical management
of cGVHD includes the use of steroids, cyclosporine, and FK506 (tacrolimus).
Extracorporeal photochemotherapy (ECP) has been shown to be
effective in the treatment of cutaneous T-cell lymphoma (CTCL), some
autoimmune diseases, and rejection of solid-organ grafts. Several small
studies found improvement in the skin and visceral manifestations of
cGVHD after ECP.5,6 One proposed reason for the effects of
ECP in CTCL and autoimmune diseases is that exposure to ultraviolet
light and 8-methoxypsoralen induces apoptosis in a small subset of
circulating clonal tumor or autoreactive T lymphocytes, thus
stimulating a cytotoxic T-cell (CTL) response against the
clone.7,8 We analyzed the clinical and immunologic effects
of ECP in patients with steroid-refractory cGVHD and found that
response correlated with normalization of the ratio of CD4 to CD8
cells, an increase in CD3-CD56+ natural killer (NK) cells,
and a decrease in circulating CD80+ and CD123+
APCs. These results suggest that in patients with ongoing
alloreactivity and cGVHD, ECP may interfere with the presentation of
alloantigens by altering both effectors and APCs, resulting in
establishment of immune tolerance.
All patients had a diagnosis of symptomatic, extensive
cGVHD refractory to standard therapy (at least 4 weeks of prednisone [1 mg/kg of body weight or an equivalent], with therapeutic levels of
cyclosporine). In 5 patients, there had been no response to mycophenolic acid therapy in an institutional phase II study; and in 2, there had been no response to tacrolimus. All patients had extensive
sclerodermatous skin changes and a performance status of 3 or lower
according to Eastern Cooperative Oncology Group criteria. Patients with
a history of photosensitive disease, allergy to psoralen, or active
uncontrolled infection were ineligible for the study. All patients
provided written informed consent in accordance with a protocol
approved by our institutional review board.
ECP was done on 2 consecutive days every 2 weeks as described
previously.9,10 Toxicity and response characteristics were assessed before ECP was begun and at the beginning of each 2-week treatment cycle by using the common toxicity criteria of the National Cancer Institute. Patients continued to take immunosuppressive agents,
according to regimens adjusted for the activity of their cGVHD.
Clinical assessment
Biologic studies
Ten patients (7 men and 3 women aged 25-59 years) were evaluable
after at least 5 cycles of treatment. Patient characteristics are shown
in Table 1. Indications for allogeneic
BMT were chronic myelogenous leukemia (4 patients), acute myelogenous
leukemia (3 patients), non-Hodgkin lymphoma (2 patients), and chronic
lymphocytic leukemia (1 patient). The time from transplantation
to enrollment in the study ranged from 101 to 2928 days. Patients were
selected on the basis of presence of refractory, progressive cGVHD and willingness to participate in the study. The median time from onset of
cGVHD to treatment was 667 days (range, 101-2928 days). All patients
had sclerodermatous skin changes. The proportion of body surface
affected by cGVHD was 50% to 75% in 7 patients, 26% to 50% in 2 patients, and more than 75% in 1 patient. Seven patients also had oral
cGVHD, 8 had eye involvement, 5 had joint contractures, and 3 had
visceral cGVHD, including 1 patient who had extensive myositis. The
reduction in articular range of motion was 26% to 50% in 3 patients
(2 joints) and 51% to 75% in 2 others (2 joints).
ECP was administered for a median time of 9 months (range, 4-16 months). Seven patients had a partial response in skin or oral mucosal GVHD, and 3 patients had no further disease progression. In one patient with skin involvement, a partial response occurred after only 2 months of ECP. Some improvement in joint contractures was observed in all 5 affected patients. Liver-function abnormalities resolved completely in 2 patients. In the one patient with lung involvement, no improvement in lung function had occurred after 7 cycles of ECP. Immunosuppressive therapy was reduced with clinical improvement in 7 of the 10 patients before the end of the trial, including one whose condition did not meet our criteria for a partial response. Among the 5 patients who were receiving mycophenolate mofetil before initiation of ECP, use of this agent was discontinued in 4. Similarly, tacrolimus was discontinued in 2 other patients. The prednisone dosage was decreased at least 50% in 5 patients with a response. The cyclosporine dosage was decreased 50% to 75% in 3 patients, and use of the drug was discontinued in 1. Despite the need to place central access catheters to administer ECP, the incidence of sepsis and serious infections was low. However, one patient who had a partial response died from catheter-related sepsis 2 months after initiation of ECP. A 2- to 10-fold increase in the number of CD3-CD56+ NK
cells was observed in the patients with a response (Table
2). The low number of NK cells before ECP
was begun was probably due to cGVHD, since the number and function of
these cells usually return to normal within 2 months after allogeneic
BMT.11 Participation of activated NK cells in the GVHD and
graft-versus-leukemia process was previously demonstrated in animal
models in which adoptive transfer of donor NK cells prevented acute
GVHD (aGVHD) and promoted a graft-versus-tumor
effect.12,13 The effects of NK cells on GVHD were found to
be partly related to the secretion of the immunosuppressive cytokine
transforming growth factor
Normalization of a previously inverted ratio of CD4 to CD8 cells was observed in 3 patients. This was related predominantly to decreases in CD8+ T lymphocytes. Previous studies of ECP for treating cGVHD found a similar modulation of T-cell subsets. An overall reduction in CD8+ cells was reported in 1 pediatric and 4 adult patients undergoing ECP for cGVHD.14,15 Because studies of cytokine expression by peripheral blood mononuclear
cells in cGVHD found up-regulation of interferon Our study is the first to demonstrate a modulation of peripheral
blood dendritic cell populations (CD80+ and
CD123+ cells) during ECP. We observed at least a 50%
decrease in circulating CD80+ and CD123+
dendritic cells (Figure 1), with no
marked change in CD28 expression on lymphocytes, thus suggesting no
change in class I major histocompatibility complex-restricted CTL
function (Table 2). In studies in animals, DNA damage induced by
photoactivation and 8-methoxypsoralen was shown to alter the idiotypes
expressed by clones of autoreactive T cells by up-regulating class I
expression, thus leading to induction of specific autoregulatory
CD8+ T cells with immunosuppressive
function.20,21 In our studies, we observed no modulation
of CD8+ populations.
Other proposed mechanisms of ECP in the treatment of neoplastic or autoimmune disorders include induction of apoptosis in lymphocytes that leads to deletion of neoplastic or alloreactive T-cell clones.22-24 Similarly, ultraviolet irradiation has been shown to inhibit both the number and functional activity of dendritic cells in murine skin models, thereby leading to immune tolerance.25 Although coadministration of immunosuppressive agents might have affected the alterations in effector cells observed in these patients, the similarities in immune recovery despite the previous immunosuppressive regimens suggest that the observed effects on dendritic cells are mediated predominantly by the ECP.26-28 Our results indicate 2 possible but not mutually exclusive mechanisms of activity of ECP in cGVHD. One is a direct effect on dendritic cell number and function that leads to a decrease in the capacity to present alloantigens and to stimulate immune effector mechanisms. The other is a direct effect on populations of alloreactive T cells, similar to that observed in scleroderma and CTCL, that leads to a decrease in CD8+ effector cells and subsequently dendritic APCs. Our results support the importance of APCs in the initiation of cGVHD recently demonstrated by Shlomchik et al,29 who showed that initial target antigens for CD8+ T cells in GVHD are restricted to proteins expressed by host APCs and that persistence of host APCs may drive cGVHD. Interestingly, Greinix et al30 reported promising results with the use of ECP in patients with acute, steroid-refractory GVHD, but changes in lymphocyte and dendritic cell populations were not measured in their study. Because the chimeric constitution of the APCs in both our patients and those of Greinix et al is unknown, it is unclear whether there is selectivity of the inhibitory effects of ECP on host or donor reconstituted APCs and whether the effects on APCs alone are sufficient to induce response without concomitant modulation of alloreactive T-cell populations. Additional studies are needed to address the functional effects of ECP on both dendritic cell function and T-cell activation in both aGVHD and cGVHD.
We acknowledge the nursing staff and bone marrow transplantation team for their dedicated care of the patients.
Submitted December 13, 2000; accepted May 8, 2001.
Supported by an Oncology Research Faculty Development Award from the National Cancer Institute (T.A.).
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: Francine Marie Foss, Division of Hematology/Oncology, New England Medical Center, 750 Washington St, Box 542, Boston, MA 02111; e-mail: ffoss{at}lifespan.org.
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© 2001 by The American Society of Hematology.
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