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CLINICAL OBSERVATIONS, INTERVENTIONS, AND THERAPEUTIC TRIALS
From the University of Illinois at Chicago, Chicago,
IL; VA Chicago West Side Division, Chicago, IL; Pharmachemie BV,
Haarlem, The Netherlands.
Augmentation of the fetal hemoglobin (HbF) levels is of
therapeutic benefit in patients with sickle cell anemia. Hydroxyurea (HU), by increasing HbF, lowers rates of pain crisis, episodes of acute
chest syndrome, and requirements for blood transfusions. For patients
with no HbF elevation after HU treatment, augmentation of HbF levels by
5-aza-2'-deoxycytidine (5-aza-CdR, decitabine) could serve as an
alternate mode of treatment. Eight adult patients participated in a
dose-escalating phase I/II study with 5-aza-CdR at doses ranging from
0.15 to 0.30 mg/kg given 5 days a week for 2 weeks. HbF, F cell, F/F
cell, Sickle cell anemia occurs as a result of a mutation
in the The abnormal hemoglobin ( The clinical severity is altered by Laboratory and clinical studies using hydroxyurea (HU) in primates and
in patients with sickle cell anemia demonstrated a modest increase in
HbF.9,10 Patients randomized to HU in a clinical had lower
rates of painful crises, fewer episodes of the acute chest syndrome,
and fewer requirements for blood transfusions.11-14 Some
patients had an insignificant change in HbF and reported clinical
well-being. However, the reports of secondary malignancies in patients
with polycythemia rubra vera treated with HU have raised concerns about
its long-term safety.15-18
Other agents that enhance HbF production include erythropoietin, as a
single agent or in combination with HU. Butyrate and other short-chain
fatty acids also stimulate fetal globin expression with increases in
DeSimone and coworkers demonstrated, in primates, the augmentation of
HbF to levels of 70% of total hemoglobin using 5-azacytidine (5-aza-C), and a similar response in HbF with the analog
5-aza-2'-deoxycytidine (5-aza-CdR).23,24 These primate
studies were followed by phase I clinical trials with 5-aza-C in
patients with sickle cell disease and The insufficient documentation of adverse events led us to conduct a
clinical trial (phase I/II) with 5-aza-CdR in patients who were
nonresponders to HU, because HU serves as the standard of comparison
for drugs capable of inducing HbF.13,32 The purpose of the
study was to determine the dose of 5-aza-CdR required to increase the
HbF level using the end points of Patient selection, inclusion and exclusion criteria
Patients were excluded from participation if they were pregnant or of
child-bearing age and were unwilling to use contraception. Other
reasons for exclusion were liver or renal disease (alanine transaminase
> 300 IU or albumin < 2.0 g/dL; creatinine > 2.5 mg/dL); history
of malignancy; positive for human immunodeficiency virus or acquired
immunodeficiency syndrome; cerebrovascular accident within the last
year; proven response to HU with increase in HbF or clinical
improvement. Patients on chronic blood transfusion therapy were also
excluded. Patients were allowed to withdraw from the study at any time
for reasons of their own.
Drug administration
Treatment Eligible patients were enrolled in cohorts of 3. Patients were allowed to re-enter successive cohorts after laboratory tests showed a return to baseline -chain synthesis. The starting dose of 5-aza-CdR
was 0.15 mg/kg per day, based on preclinical studies in our
laboratory.24 Patients in cohorts 1 and 2 received this dose intravenously for 5 days a week for 2 consecutive weeks, followed
by 2 weeks off therapy. Treatment was repeated for 2 consecutive weeks,
followed by 6 weeks of observation. The dose was escalated in
subsequent cohorts by 0.05 mg/kg per day. Patients in cohorts 3 and 4 were treated for 2 weeks followed by 6 weeks of observation. Baseline
HbF, F cells, F reticulocytes, and /( S+ ) synthesis
ratios were determined on all patients. HbF and F cells were repeated
weekly, and the -chain synthesis ratios were repeated on days 15 and
22 of each cycle.
Laboratory testing and monitoring Clinical evaluation and laboratory tests for toxicity were repeated weekly and as necessary. Toxicity was evaluated using the National Cancer Institute Common Toxicity Criteria. Complete blood cell and reticulocyte counts were obtained by standard procedures.The F cell number was determined by the acid elution method.33 HbF was measured by alkali denaturation in 2 independent laboratories.34 In some samples containing more than 5% HbF, it was also quantified by high-performance liquid chromatography (HPLC). Globin chain synthesis was measured by incorporation of [3H]-leucine into globin chains of reticulocytes followed by separation of globin chains by HPLC using a C4 column.35
Three men and 5 women ranging in age from 18 to 46 years completed the trial. The starting dose was 0.15 mg/kg per day; the dose was increased in subsequent cohorts by 0.05 mg/kg per day, and the highest dose tested was 0.30 mg/kg per day. Six patients received both single- and 2-cycle treatment regimens and 2 patients were treated only once at the 0.15-mg dose level. Patients receiving 0.15 and 0.20 mg/kg per day were treated for 2 cycles. Patients receiving higher doses were treated for only a single cycle. The 2-cycle protocol was replaced by single-cycle therapy after completion of the 0.2-mg/kg dose to achieve a more rapid dose escalation. Toxicity None of the patients experienced any untoward effects during administration of the drug or of nausea or vomiting at any time during the treatment period. There was no report of use of antiemetics. All patients showed a decrease in white blood count and 2 developed absolute neutropenia (absolute neutrophil count < 500), with resolution within 3 days and none developed fever or infection. Hemoglobin levels increased by at least 1 g/dL in 6 patients (Table 1). Platelet counts were stable during treatment and subsequently increased an average increment of 220% by the end of the cycle.
Effect of 5-aza-CdR on HbF Table 1 shows the maximum HbF and other hematologic parameters achieved at each dose level. A typical temporal HbF response to 5-aza-CdR (patient 3, treated at 0.20 mg/kg per day for 2 cycles) is presented in Figure 1. Also included in the figure are absolute neutrophil count, hemoglobin, and absolute reticulocyte count. The HbF response begins after only 1 week of treatment and is biphasic, with the first peak occurring 3 to 4 weeks after beginning the cycle. The maximum HbF is attained after the second cycle and is approximately 35% greater than the initial peak.
The average Table 2 shows the maximum HbF for
each of the patients who were nonresponsive to HU. These 5 patients had
little or no elevations in HbF despite compliance with HU. The HbF
(percentage of total hemoglobin ± SD) measured before and during
compliant HU therapy remained unchanged. However, after 5-aza-CdR
administration, the average maximum HbF was 12.7% ± 1.8%, a
5.6-fold increase over baseline and a 35-fold greater increase over
that seen during HU therapy. The peak HbF was observed 5 weeks after
the start of 5-aza-CdR therapy as compared to the lack of response
after more than 24 weeks with HU.
The 2 HU responders who were unable to sustain the levels (patients 6 and 7, Table 1) were treated with 5-aza-CdR and attained HbF of 15.9% (0.15 mg/kg) and 20.2% (0.30 mg/kg), respectively. This represents an average 52% increase over that seen with HU. Only patient 8 in the study had not been previously treated with HU. This patient achieved a maximum HbF of 18.1% with the lowest dose of 5-aza-CdR (0.15 mg/kg). Six patients were treated at 2 dose levels of 5-aza-CdR (Figure
2). Because there were large individual
variations in baseline HbF and response to therapy, the effect of the
higher dose level was always compared with each patient's response at
the lower dose. Although a dose-response relationship was not clearly
demonstrated, increasing the dose of 5-aza-CdR consistently resulted in
an increased maximum HbF within a given patient.
Effect of 5-aza-CdR on platelets, neutrophils, and reticulocytes Generally, 5-aza-CdR is considered to be a cytotoxic drug and has been reported to have a marked effect on myelopoiesis at the chemotherapeutic concentrations used for the treatment of hematologic malignancy (> 10 4 mol/L).36 To define the
toxicity of low-dose 5-aza-CdR on blood cell production we analyzed the
changes in platelet, neutrophil, and absolute reticulocyte counts after
5-aza-CdR treatment. Figure 3 presents the temporal changes in these
blood cell elements during the course of 5-aza-CdR treatment. Each
point on each curve is the average value for that element obtained at
weekly intervals for all patients and all treatment doses. Unlike other
cytotoxic agents, low-dose 5-aza-CdR treatment resulted in a transient
increase in platelet count that peaked at 220% above baseline 5 weeks
(week 6) after initiation of treatment (P < .0001), and
returned toward baseline by the seventh week. This increase in
platelets was mirrored by a transient decline in neutrophils with a
nadir of 32% of baseline at 6 weeks (P < .0001). Table 1
shows the individual neutrophil counts at the nadir. In patients whose
neutrophil counts decreased below 1000, the nadir lasted only 1 to 3 days, and baseline values were re-established by the seventh week even
when they were treated with a 2-cycle regimen (Figure 2). The changes
in platelet and neutrophil counts first appeared at about the third
week of a cycle. There was a reduction in absolute reticulocyte count,
with a nadir of 59% of baseline at 6 weeks. The decrease in absolute reticulocyte count, although not as steep as that seen in neutrophil count, was observed after only 1 week of treatment. Total hemoglobin levels increased (a mean of 1 g/dL approximately 12%) by the 6th week
(Table 1, P < .0001 compared to baseline). None of the
patients developed any sickle cell disease-related events during the
period of study.
We have demonstrated that low-dose 5-aza-CdR is effective in augmenting HbF in the 8 patients studied. The only observed drug-related adverse change was a transient neutropenia, which was not accompanied by any clinical sequelae. The surprising finding is that 5-aza-CdR can augment HbF in patients who do not respond to HU. The maximum HbF attained in these patients was 6-fold higher than baseline. The mechanism of action of 5-aza-CdR is likely to be different from
mere cytotoxicity. 5-aza-CdR has been shown to cause DNA hypomethylation through inhibition of DNA methyltransferase
(DMT).37 Hypomethylation is correlated with changes in
gene expression, and increased Administration of low doses of 5-aza-CdR, as used in our patients, may be essential for optimal stimulation of HbF production and optimal therapeutic effect. Higher doses may result in greater neutropenia and may also blunt the HbF response. Jutterman and colleagues have recently demonstrated that after incorporation into DNA, 5-aza-CdR binds covalently to DMT blocking DNA polymerase progression, and at high level, adduct formation results in growth arrest and cell death.43 The limited covalent adduct formation occurring during low-dose 5-aza-CdR therapy can be efficiently repaired allowing DNA polymerase progression, and survival of hypomethylated cells. Although 5-aza-CdR was effective in augmenting HbF in our patients, we do not advocate its use in patients who are responding well to HU. We do see a potential role for 5-aza-CdR in patients who are not responding to HU and in those with pretreatment HbF below 2.0%, for the latter patients appear to be the majority of the nonresponders to HU.12,14 Patients who are candidates for elective surgery and have multiple red blood cell antibodies may benefit from preoperative treatment with 5-aza-CdR, because of the rapid escalation in both hemoglobin and HbF. Although only a small number of patients were studied, our results are encouraging. We have started a second phase of the study to determine whether HbF levels can be maintained optimally for 36 weeks by increasing or decreasing doses and cycle length according to duration of effect and toxicity in each patient. This phase I/II dose escalation trial demonstrated the ability of 5-aza-CdR to stimulate HbF production with minimal toxicity and in patients who had not responded to HU. Studies to demonstrate a sustained effect of 5-aza-CdR by repeated intermittent doses are in progress. An oral formulation of 5-aza-C in combination with tetrahydrouridine to ensure bioavailability would be a welcome alternate drug for patients with sickle cell anemia.24 Obviously, long-term safety of the drug should continue to be a consideration before any drug can be offered for routine treatment of patients.
Submitted December 7, 1999; accepted June 6, 2000.
The publication costs of this article were defrayed in part by page charge payment. Therefore, and solely to indicate this fact, this article is hereby marked "advertisement" in accordance with 18 U.S.C. section 1734.
Reprints: Mabel Koshy, University of Illinois at Chicago, 840 South Wood St (M/C 787), Chicago, IL 60612; e-mail: mkoshy{at}uic.edu.
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